Disclosure of Order Routing Practices

SEC Rule 606 (formerly SEC 11Ac1-6)

Disclosure of Order Routing Practices

When an order is placed at the current market price to either purchase or sell, the order may then be shown to a “third market” provider.  If the provider can execute the order at the current market price or better, the order will flow to that provider.  Our order routing practices can be observed by clicking on the following link and typing in the words Central States Capital Markets.

http://www.orderroutingdisclosure.com/orderrouting/HOME