Who We Are
Dear Valued Customer:
I would like to thank you for taking the time to learn about Central States Capital Markets,LLC and our professional staff. We pride ourselves on our ability to listen and develop investment plans based on your specific needs. You will learn that our strategy is tailored to meet and achieve your individual financial objectives.
Central States is comprised of 18 fully registered and highly experienced Investment Representatives, and offers broker-dealer, asset management, and public finance services.
With over 500 combined years of experience on our team, Central States is one of the Midwest’s leading investment firms. Your Representative has access to a number of specialists with expertise in fixed-income securities, municipal underwriting, and asset management.
We value your business and continue our pledge to provide you with the best products and services to help you achieve your investment goals.
Sincerely,
Daniel Stepp
Managing Director – CEO
Central States Capital Markets, LLC
Joe Bartels
Institutional Fixed Income Sales
Joe is a member of the Board of Directors as well as Treasurer at Lake Quivira Country Club and is involved with Cross Lines Community Outreach.
He enjoys sailing, running, and outdoor activities.
Jim Brownfield
Municipal Trading and Underwriting
He graduated Summa Cum Laude from the University of Missouri-Columbia with a Bachelor of Science in Business Administration with an emphasis in Finance. Jim is the past president and current member of the Kansas City Municipal Bond Club.
He is a trained leader in the Boy Scouts of America. He has been married for 29 years and has two children.
Rob Crotty
Investment Banker
Rob earned his BA degree, cum laude, from Tulane University and his MBA from the University of North Carolina at Chapel Hill.
Rob is a registered representative in Ohio and holds the FINRA Series 7, 24, 52, 53, 54, 66, 72, 79, and 82 licenses.
LICENSES: Investment Banking Principal Municipal Securities Principal General Securities Representative Municipal Securities Representative Municipal Advisor Principal Investment Banking Representative Investment Advisor Representative Private Securities Offerings Government Securities Representative
rcrotty@centralstatescapital.com
614-307-8662
Bob Dorweiler
Bob and his wife, Jody, have three children and two grandchildren. He is an avid golfer in his free time.
rdorweiler@centralstatescapital.com
515-532-7187
Jeremy Dunning
He and his wife Allison, have two young children. They love spending time at the Kansas City Zoo and playing tennis.
Jeremy holds the Series 7, 66, and 52 designations and works with both individuals and businesses on their investment needs.
jdunning@centralstatescapital.com
913-766-5597
Terry Everson
Financial Operating Officer
Terry has a Bachelor of Administration degree with an emphasis in Accounting from Wichita State University. He also has 20 years of experience as a Certified Public Accountant (CPA).
Terry is designated as General Principal and a Financial and Operations Principal.
Stephen Freidell
Partner
He is a contributor to Land Line Magazine and a regular economic commentator on the Land Line Now radio show.
Steve is a prior Board Member and Treasurer at the Human Society of Greater Kansas City. He is married with three adult children and four grandchildren.
His hobbies include water sports and restoring 22 acres to an all-natural prairie reserve.
Steve holds a Series 7, 52, and 66 licenses.
Omar Ganoom
Investment Banker
Underwriting
Omar has been a State of Ohio Licensed School Treasurer and serves as Chairman/President on the board of the Ohio Municipal Advisory Council. He is a veteran of the U.S. Army and has been awarded the U.S. Distinguished Pistol Shot Badge, which is the highest honor civilians/military can earn. Omar has been an Adjunct Professor teaching graduate level courses in public finance at The Ohio State University’s John Glenn College of Public Affairs. He earned a Bachelor of Arts degree in Political Science and received a Master of Public Administration degree from The Ohio State University.
Omar holds the FINRA Series 7, 52, 63, 79, and 82 licenses.
LICENSES: General Securities Representative Municipal Securities Representative Uniform Securities Agent Investment Banking Representative Private Securities
614-579-1071
Michael Horton
Branch Manager
Mike is a current board member and past president of the Air Capital Cosmopolitan Club, a member of Cosmopolitan International, a not-for-profit organization that raises money for diabetes. Mike served two terms as President of the Wichita Collegiate School Booster Club, raising money for all extra-curricular activities of the school.
Mike and his wife, Terri, have two children. He attended Wichita State University and holds Series 7, 24, 63 and 65 licenses. He enjoys playing golf.
Connor Stepp
cstepp@centralstatecapital.com
816-805-9143
Connor is a member of both the Kansas Bankers Association and the Missouri Bankers Association. He frequently attends outings and conferences throughout the year. Connor lives in Overland Park and works at the Prairie Village office. He is an avid Chiefs and Royals fan. In his free time, he enjoys playing golf and taking long walks with his wife and dog.
Connor holds Series 7, 52, and 66 licenses.
Sandra K. Stump
During her career, Sandy has specialized in the trading, marketing, and pricing of municipal and corporate securities. She has extensive experience in the marketing of equities and mutual funds. Sandy takes pride in helping clients achieve their goals. She received a Bachelor of Science Degree from Wichita State University, double majoring in Administration of Justice (pre-law) and Sociology.
Sandy was selected as one of the up and coming young business professionals in the Wichita Business Journal's "40 under 40." She is an active volunteer in her church, the United Way of the Plains, her sorority (Gamma Phi Beta, who awarded her the IIKE Award and the Donna Jabara Baker award for her outstanding contributions. Sandy is a member of the Shocker Athletic Scholarship Organization and the Wichita State University Alumni Association. She is an avid Wichita State University Shocker fan!
Sandy and her husband, Mark, have been married over 30 years and have two sons. She enjoys traveling, hiking, Shockers, Chiefs, Cowboys, and Royals.
Dennis Wagner
Fixed Income Trading
He graduated from the University of North Dakota with a degree in Business Administration and holds Series 7 and 63 Professional Licenses.
In his spare time, Dennis is a scout leader and volunteers for the Boy Scouts of America as well as the Shawnee Mission Schools.
Dennis is married and has three children.
Dan Stepp
Dan began his investment career with Commerce Bank of Kansas City as a Trader/Underwriter in 1971. He moved to A.F. Stepp Investments Inc. in 1973 where he was involved in trading, underwriting and sales. In 1987, Dan was appointed Senior Vice President and Manager of the Investment Department of Security Bank of Kansas. He also managed the Bank's proprietary investment account. In 1996 Dan was co-founder of Midwest Capital Management which was later purchased by Gold Bank in 1998. Gold Bank merged with M&I Bank in 2006 and was subsequently purchased by DeWaay Financial Network in 2007. In January of 2011, he and the core group of Midwest Capital Management bought DeWaay to form Central States Capital Markets.
Dan earned a Bachelor's Degree in Business from the University of Kansas and is a graduate of the Public Institute of the University of Michigan. Dan is the proud father of four and has six grandchildren.
Wade Whitham
Senior Vice President
Ben Young
Investment Representative
Des Moines, IA
Ben is active in several Midwest Community Banking Organizations and is an active top fundraiser for Big Brothers Big Sisters of Central Iowa.
He earned a Bachelor of Science in Interdisciplinary Studies with concentrations in Finance and Business Communication from Arizona State University. Ben holds his Series 7, Series 63, and Series 65 securities licenses.
Robert Young
Chairman
CCO
In 1984, he chartered Ruan Securities Corporation where he served as Chairman of the Board and President. In 1994, Bob served as Vice President and Chief Investment Officer of Rain and Hail, and as President of their private Broker-Dealer subsidiary, Agri General Securities Corporation, until he retired in 2006.
In September of 2006, Young came out of retirement to help establish another private broker-dealer serving as Chairman of the Institutional Fixed Income Division until December 2010. He joined Northland Securities in January 2011 as Managing Director and head of the Central Division and established branch offices in Des Moines and Denver. He joined Central States Capital Markets in 2017 as an equity Partner and serves as Chairman of the Board.
Bob attended Northeast Missouri State University (now Truman State University) from 1967-1971, served as a tutor for the University of Wisconsin School of Banking and received his Certified Financial Planner designation in 1979. He has served on the International Boards of Directors of the Vintage and Classic Thunderbird Club, is President of the Hawkeye Mercedes Benz Club, past President of the Hawkeye Thunderbird Club, Porsche Club, and Mustang Club. Bob has served as a Board Member for the Iowa Chapter of Coaches vs. Cancer, Gloria Dei Lutheran Church Foundation Board, Adel-DeSoto, Minburn Consolidated School District Financial Oversight Board and Mercy Hospital Foundation Board.He and his wife, Diane, have four children.
Bob has earned Series 63, Series 7, Series 24, Series 52 and Series 53 Securities designations.
Joe Bartels
Institutional Fixed Income Sales
Joe is a member of the Board of Directors as well as Treasurer at Lake Quivira Country Club and is involved with Cross Lines Community Outreach.
He enjoys sailing, running, and outdoor activities.
Jim Brownfield
Municipal Trading and Underwriting
He graduated Summa Cum Laude from the University of Missouri-Columbia with a Bachelor of Science in Business Administration with an emphasis in Finance. Jim is the past president and current member of the Kansas City Municipal Bond Club.
He is a trained leader in the Boy Scouts of America. He has been married for 29 years and has two children.
Rob Crotty
Investment Banker
Rob earned his BA degree, cum laude, from Tulane University and his MBA from the University of North Carolina at Chapel Hill.
Rob is a registered representative in Ohio and holds the FINRA Series 7, 24, 52, 53, 54, 66, 72, 79, and 82 licenses.
LICENSES: Investment Banking Principal Municipal Securities Principal General Securities Representative Municipal Securities Representative Municipal Advisor Principal Investment Banking Representative Investment Advisor Representative Private Securities Offerings Government Securities Representative
rcrotty@centralstatescapital.com
614-307-8662
Bob Dorweiler
Bob and his wife, Jody, have three children and two grandchildren. He is an avid golfer in his free time.
Jeremy Dunning
He and his wife Allison, have two young children. They love spending time at the Kansas City Zoo and playing tennis.
Jeremy holds the Series 7, 66, and 52 designations and works with both individuals and businesses on their investment needs.
jdunning@centralstatescapital.com
913-766-5854
Terry Everson
Financial Operating Officer
Terry has a Bachelor of Administration degree with an emphasis in Accounting from Wichita State University. He also has 20 years of experience as a Certified Public Accountant (CPA).
Terry is designated as General Principal and a Financial and Operations Principal.
Stephen Friedell
Partner
He is a contributor to Land Line Magazine and a regular economic commentator on the Land Line Now radio show.
Steve is a prior Board Member and Treasurer at the Human Society of Greater Kansas City. He is married with three adult children and four grandchildren.
His hobbies include water sorts and restoring 22 acres to an all-natural prairie reserve.
Steve holds a Series 7, 52, and 66 licenses.
Omar Ganoom
Investment Banker
Underwriting
Omar has been a State of Ohio Licensed School Treasurer and serves as Chairman/President on the board of the Ohio Municipal Advisory Council. He is a veteran of the U.S. Army and has been awarded the U.S. Distinguished Pistol Shot Badge, which is the highest honor civilians/military can earn. Omar has been an Adjunct Professor teaching graduate level courses in public finance at The Ohio State University’s John Glenn College of Public Affairs. He earned a Bachelor of Arts degree in Political Science and received a Master of Public Administration degree from The Ohio State University.
Omar holds the FINRA Series 7, 52, 63, 79, and 82 licenses.
LICENSES: General Securities Representative Municipal Securities Representative Uniform Securities Agent Investment Banking Representative Private Securities
614-579-1071
Michael Horton
Branch Manager
Mike is a current board member and past president of the Air Capital Cosmopolitan Club, a member of Cosmopolitan International, a not-for-profit organization that raises money for diabetes. Mike served two terms as President of the Wichita Collegiate School Booster Club, raising money for all extra-curricular activities of the school.
Mike and his wife, Terri, have two children. He attended Wichita State University and holds Series 7, 24, 63 and 65 licenses. He enjoys playing golf.
Corey Reece
Corey holds the following licenses: Series 7 and 66 as well as the SIE and is working in CSCM’s Wichita branch.
316-265-9411
Connor Stepp
Connor has taken and successfully completed the SIE, Series 7, and Series 66 examinations.
cstepp@centralstatescapital.com
913-766-5856
Dan Stepp
Dan began his investment career with Commerce Bank of Kansas City as a Trader/Underwriter in 1971. He moved to A.F. Stepp Investments Inc. in 1973 where he was involved in trading, underwriting and sales. In 1987, Dan was appointed Senior Vice President and Manager of the Investment Department of Security Bank of Kansas. He also managed the Bank's proprietary investment account. In 1996 Dan was co-founder of Midwest Capital Management which was later purchased by Gold Bank in 1998. Gold Bank merged with M&I Bank in 2006 and was subsequently purchased by DeWaay Financial Network in 2007. In January of 2011, he and the core group of Midwest Capital Management bought DeWaay to form Central States Capital Markets.
Dan earned a Bachelor's Degree in Business from the University of Kansas and is a graduate of the Public Institute of the University of Michigan. Dan is the proud father of four and has six grandchildren.
Sandra K. Stump
During her career, Sandy has specialized in the trading, marketing, and pricing of municipal and corporate securities. She has extensive experience in the marketing of equities and mutual funds. Sandy takes pride in helping clients achieve their goals. She received a Bachelor of Science Degree from Wichita State University, double majoring in Administration of Justice (pre-law) and Sociology.
Sandy was selected as one of the up and coming young business professionals in the Wichita Business Journal's "40 under 40." She is an active volunteer in her church, the United Way of the Plains, her sorority (Gamma Phi Beta, who awarded her the IIKE Award and the Donna Jabara Baker award for her outstanding contributions. Sandy is a member of the Shocker Athletic Scholarship Organization and the Wichita State University Alumni Association. She is an avid Wichita State University Shocker fan!
Sandy and her husband, Mark, have been married over 30 years and have two sons. She enjoys traveling, hiking, Shockers, Chiefs, Cowboys, and Royals.
Dennis Wagner
Fixed Income Trading
He graduated from the University of North Dakota with a degree in Business Administration and holds Series 7 and 63 Professional Licenses.
In his spare time, Dennis is a scout leader and volunteers for the Boy Scouts of America as well as the Shawnee Mission Schools.
Dennis is married and has three children.
Wade Witham
Senior Vice President
Ben Young
Investment Representatives
Des Moines, IA
Ben is active in several Midwest Community Banking Organizations and is an active top fundraiser for Big Brothers Big Sisters of Central Iowa.
He earned a Bachelor of Science in Interdisciplinary Studies with concentrations in Finance and Business Communication from Arizona State University. Ben holds his Series 7, Series 63, and Series 65 securities licenses.
Robert Young
Chairman
In 1984, he chartered Ruan Securities Corporation where he served as Chairman of the Board and President. In 1994, he was offered an ownership opportunity with the largest crop insurer in the world, Rain and Hail Insurance Service, Inc. He served as President until he retired in May 2006.
In September 2006, Young came out of retirement to help establish another private broker-dealer serving as Chairman of the Institutional Fixed Income Division until May 2010. He joined Northland Securities in January 2011 as Managing Director and Head of the Central Division and established branch offices in Des Moines and Denver. He joined Central States Capital Markets in November 2017 as a Partner and serves as Chairman of the Board.
Bob attended Northeast Missouri State University, served as a tutor for the University of Wisconsin School of Banking, and received his Certified Financial Planner designation from the College for Financial Planning in 1979. He currently serves on the International Board of Directors of the Vintage Thunderbird Club International, is President of the Hawkeye Mercedes Benz Club, former President of the Hawkeye Classic Thunderbird Club, Board Member of Coaches vs. Cancer, The Classic Thunderbird Club International, Mercy Hospital Foundation, and Gloria Dei Lutheran Church Foundation. He served on the Adel-DeSoto-Minburn Consolidated School District's Financial Oversight Board. Bob is a member of the Iowa Investment Bankers Association and former member of the Kansas City Municipal Bond Club.
Bob and his wife, Diane, have four children. Bob has earned Series 7, Series 24, Series 53 , and Series 63 securities designations.
If you are visiting our Kansas City office, we invite you to take a minute to read the story about our friend and associate, Tom Keaveny, located next to this bear. Tom was a valued member of our team, and this bear is dedicated to his memory.
4200 W. 83rd Street, Ste 101
Prairie Village, KS 66208
800-851-6459
245 North Waco Street, Ste 525
Wichita, KS 67201
800-444-9411
2600 Westown Parkway, Ste 220
West Des Moines, IA 50266
515-375-2838
Columbus
471 E. Broad St. Suite 905
Columbus, OH 43215
614-705-6966